Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

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Court Docket

United States District Court
Southern District of New York
Trott et al v. Platinum Management (NY) LLC et al
Case No. 1:18-cv-10936-JSR


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 801-849

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Date Court Document Number Description
12/30/2022 800 TRANSCRIPT of Proceedings re: TRIAL held on 12/7/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Kelly Surina, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 799 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a TRIAL proceeding held on 12/6/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 798 TRANSCRIPT of Proceedings re: TRIAL held on 12/6/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: George Malinowski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 797 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a TRIAL proceeding held on 12/5/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 796 TRANSCRIPT of Proceedings re: TRIAL held on 12/5/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Kristen Carannante, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 795 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a TRIAL proceeding held on 12/2/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 794 TRANSCRIPT of Proceedings re: TRIAL held on 12/2/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: George Malinowski, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 793 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a TRIAL proceeding held on 12/1/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 792 TRANSCRIPT of Proceedings re: TRIAL held on 12/1/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Kristen Carannante, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 791 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a TRIAL proceeding held on 11/30/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/30/2022 790 TRANSCRIPT of Proceedings re: TRIAL held on 11/30/2022 before Judge Jed S. Rakoff. Court Reporter/Transcriber: Kristen Carannante, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/20/2023. Redacted Transcript Deadline set for 1/30/2023. Release of Transcript Restriction set for 3/30/2023.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR, 1:18-cv-12018-JSR.(McGuirk, Kelly) (Entered 12/30/2022)
12/20/2022 789 JURY VERDICT..(kv) (Entered: 12/20/2022)
12/20/2022 788 Jury Instructions.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(kv) (Entered: 12/20/2022)
12/20/2022 787 Jury Instructions.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(kv) (Entered: 12/20/2022)
12/14/2022 786 MEMORANDUM OF LAW (LIFO vs. FIFO). Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Bixter, Richard) (Entered: 12/14/2022)
12/14/2022 785 NOTICE of Motion for Judgment as a Matter of Law. Document filed by David Bodner..(Ament-Stone, Nathaniel) (Entered: 12/14/2022)
12/14/2022 784 MEMORANDUM OF LAW . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Bixter, Richard) (Entered: 12/14/2022)
12/11/2022 783 NOTICE of Motion for Judgment as a Matter of Law. Document filed by David Bodner..(Ament-Stone, Nathaniel) (Entered: 12/11/2022)
12/11/2022 782 MEMORANDUM OF LAW . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 12/11/2022)
12/08/2022 781 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MEMORANDUM OF LAW in Opposition re: 780 MOTION to Preclude . . Document filed by David Bodner..(Ament-Stone, Nathaniel) Modified on 12/8/2022 (kj). (Entered: 12/08/2022)
12/07/2022 780 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Preclude . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) Modified on 12/8/2022 (kj). (Entered: 12/07/2022)
11/30/2022 779 NOTICE OF CHANGE OF ADDRESS by Julia Blair Mosse on behalf of David Bodner. New Address: Katten Muchin Rosenman LLP, 50 Rockefeller Plaza, New York, New York, United States 10020, 212-940-8800. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Mosse, Julia) (Entered: 11/30/2022)
11/30/2022 778 NOTICE OF CHANGE OF ADDRESS by Gabriel Hertzberg on behalf of David Bodner. New Address: Katten Muchin Rosenman LLP, 50 Rockefeller Plaza, New York, New York, United States 10020, 212-940-8800. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Hertzberg, Gabriel) (Entered: 11/30/2022)
11/30/2022 777 NOTICE OF CHANGE OF ADDRESS by Eliot Lauer on behalf of David Bodner. New Address: Katten Muchin Rosenman LLP, 50 Rockefeller Plaza, New York, New York, United States 10020, 212-940-8800. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/30/2022)
11/28/2022 776 REQUEST TO CHARGE. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Bixter, Richard) (Entered: 11/28/2022)
11/25/2022 775 REQUEST TO CHARGE. Document filed by David Bodner.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/25/2022)
11/25/2022 774 PROPOSED VOIR DIRE QUESTIONS. Document filed by David Bodner.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/25/2022)
11/25/2022 773 PROPOSED VOIR DIRE QUESTIONS. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Bixter, Richard) (Entered: 11/25/2022)
11/25/2022 772 PROPOSED JURY INSTRUCTIONS. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Bixter, Richard) (Entered: 11/25/2022)
11/24/2022 771 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) (Entered: 11/24/2022)
11/24/2022 770 PROPOSED STIPULATION AND ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott..(Gluck, Warren) (Entered: 11/24/2022)
11/23/2022 769 PROPOSED JURY INSTRUCTIONS. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/23/2022)
11/23/2022 768 REQUEST TO CHARGE. Document filed by David Bodner.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Ament-Stone, Nathaniel) (Entered: 11/23/2022)
11/16/2022 767 PROPOSED JURY INSTRUCTIONS. Document filed by David Bodner.Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Ament-Stone, Nathaniel) (Entered: 11/23/2022
11/23/2022 766 ***SELECTED PARTIES*** MEMORANDUM OF LAW in Opposition re: (750 in 1:18-cv-10936-JSR) MOTION in Limine on Attorney Imputation. . Document filed by David Bodner, Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # 1 Exhibit 1)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSRMotion or Order to File Under Seal: 206 .(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 765 MEMORANDUM OF LAW in Opposition re: (749 in 1:18-cv-10936-JSR) MOTION in Limine on Attorney Imputation. . Document filed by David Bodner. (Attachments: # 1 Exhibit 1)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 764 MEMORANDUM OF LAW in Opposition re: (757 in 1:18-cv-10936-JSR) SECOND MOTION in Limine [CORRECTED]. . Document filed by David Bodner. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 763 DECLARATION of Nathaniel Ament-Stone in Opposition re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement.. Document filed by David Bodner. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 762 DECLARATION of Isaac M. Neuberger in Opposition re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement.. Document filed by David Bodner. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 761 RESPONSE in Opposition to Motion re: (694 in 1:18-cv-10936-JSR) MOTION in Limine for an Order precluding introduction of evidence or argument relating to the March 20, 2016 Release Agreement. . Document filed by David Bodner. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/23/2022)
11/23/2022 760 PROPOSED PRE-TRIAL ORDER. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # 1 Exhibit Exhibit A -- Joint Exhibit List, # 2 Exhibit Exhibit B -- Plaintiffs Exhibit List, # 3 Exhibit Exhibit C -- Bodner Exhibit List, # 4 Exhibit Exhibit D -- Bench Memo, # 5 Exhibit Exhibit E -- Deposition Designations).(Gluck, Warren) (Entered: 11/23/2022)
11/23/2022 759 MEMORANDUM OF LAW in Opposition re: (745 in 1:18-cv-10936-JSR) FOURTH MOTION in Limine . . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/23/2022)
11/23/2022 758 MEMORANDUM OF LAW in Opposition re: (753 in 1:18-cv-10936-JSR) FIFTH MOTION in Limine . . Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/23/2022)
11/18/2022 757 SECOND MOTION in Limine [CORRECTED]. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/18/2022)
11/18/2022 756 NOTICE of of Withdrawal of Motion re: (748 in 1:18-cv-10936-JSR) SECOND MOTION in Limine .. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/18/2022)
11/16/2022 755 DECLARATION of NATHANIEL AMENT-STONE in Support re: (1011 in 1:18-cv-06658-JSR, 753 in 1:18-cv-10936-JSR) FIFTH MOTION in Limine .. Document filed by David Bodner. (Attachments: # 1 Exhibit -A-Bodner Depo Excerpts, # 2 Exhibit -B-Huberfeld Depo Excerpts, # 3 Exhibit -C-Bodner Depo Ex. 377 Tab 138, # 4 Exhibit -D-Hedge Funds Review Article)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/16/2022)
11/16/2022 754 MEMORANDUM OF LAW in Support re: (1011 in 1:18-cv-06658-JSR, 753 in 1:18-cv-10936-JSR) FIFTH MOTION in Limine . . Document filed by David Bodner. Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/16/2022)
11/16/2022 753 FIFTH MOTION in Limine . Document filed by David Bodner.Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Lauer, Eliot) (Entered: 11/16/2022)
11/16/2022 752 ***SELECTED PARTIES***DECLARATION of Warren E. Gluck in Support re: (748 in 1:18-cv-10936-JSR) SECOND MOTION in Limine ., (750 in 1:18-cv-10936-JSR) MOTION in Limine on Attorney Imputation.. Document filed by Martin Trott, Christopher Smith, Platinum Partners Value Arbitrage Fund L.P., David Bodner. (Attachments: # 1 Exhibit Opinion in US v. Landesman, # 2 Exhibit Daniel Small Jury Verdict, # 3 Exhibit Bodner Transcript, # 4 Exhibit PMNY Operating Agreement, # 5 Exhibit Fuchs Transcript, # 6 Exhibit Katz Transcript, # 7 Exhibit Response to Requests for Admissions, # 8 Exhibit November 16, 2012 Email, # 9 Exhibit September 2014 Nordlicht Email, # 10 Exhibit March 2016 Memorandum)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSRMotion or Order to File Under Seal: 284 .(Gluck, Warren) (Entered: 11/16/2022)
11/16/2022 751 DECLARATION of Warren E. Gluck in Support re: (748 in 1:18-cv-10936-JSR) SECOND MOTION in Limine ., (749 in 1:18-cv-10936-JSR) MOTION in Limine on Attorney Imputation.. Document filed by Platinum Partners Value Arbitrage Fund L.P., Christopher Smith, Martin Trott. (Attachments: # 1 Exhibit Opinion in US v. Landesman, # 2 Exhibit Daniel Small Jury Verdict, # 3 Exhibit Bodner Transcript, # 4 Exhibit PMNY Operating Agreement, # 5 Exhibit Fuchs Transcript, # 6 Exhibit Katz Transcript, # 7 Exhibit Response to Requests for Admissions, # 8 Exhibit November 16, 2012 Email, # 9 Exhibit September 2014 Nordlicht Email, # 10 Exhibit March 2016 Memorandum)Filed In Associated Cases: 1:18-cv-06658-JSR, 1:18-cv-10936-JSR.(Gluck, Warren) (Entered: 11/16/2022)