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Securities & Exchange Commission v. Platinum Management (NY) LLC, et al.

Platinum Receivership

Court Docket

ORDER granting [743] Motion for Attorney Fees; Twenty-Eighth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2024 Through June 30, 2024 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 12/9/2024 ) (RG) (Docket No. 745)
ORDER granting [742] Motion for Attorney Fees re: Twenty-Eighth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2024 Through and Including June 30, 2024 by Receiver, Otterbourg P.C. ( Ordered by Judge Brian M. Cogan on 12/9/2024 ) (RG) (Docket No. 744)
MOTION for Attorney Fees /Twenty-Eighth Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2024 Through June 30, 2024 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F. Certification, # (7) Proposed Order) (Weinick, Erik) (Docket No. 743)
MOTION for Attorney Fees /Twenty-Eighth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period April 1, 2024 Through and Including June 30, 2024 by Receiver, Otterbourg P.C.. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B.-Fees by Professional, # (3) Exhibit C - Fees by Project Code, # (4) Exhibit D - Receiver Time Records, # (5) Exhibit E - Otterbourg Time Records, # (6) Exhibit F - Expense Summary, # (7) Exhibit G - Otterbourg Expense Records, # (8) Exhibit H - Certification, # (9) Proposed Order) (Weinick, Erik) (Docket No. 742)
STATUS REPORT / The Receiver's Twenty-Ninth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A. Schedule of Receipts September 2024, # (2) Exhibit B. Receivership Property List) (Weinick, Erik) (Docket No. 741)
ORDER granting [738] Motion for Attorney Fees; Twenty-Seventh Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2024 Through and Including March 31, 2024 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 9/17/2024 ) (RG) (Docket No. 740)
ORDER approving [737] Motion for Attorney Fees; Twenty-Seventh Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2024 Through and Including March 31, 2024 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 9/17/2024 ) (RG) (Docket No. 739)
MOTION for Attorney Fees /Twenty-Seventh Interim Application of Goldin Associates, LLC for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2024 Through and Including March 31, 2024 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F - Certification, # (7) Proposed Order) (Weinick, Erik) (Docket No. 738)
MOTION for Attorney Fees /Twenty-Seventh Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period January 1, 2024 Through and Including March 31, 2024 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B-Fee Schedule by Professional, # (3) Exhibit C - Fees by Project Code, # (4) Exhibit D - Receiver Time Records, # (5) Exhibit E - Otterbourg Time Records, # (6) Exhibit F - Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H - Certification, # (9) Proposed Order) (Weinick, Erik) (Docket No. 737)
Electronic Index to Record on Appeal sent to US Court of Appeals. [736] Notice of Appeal Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (VJ) (Docket No. )
Electronic Index to Record on Appeal sent to US Court of Appeals. [733] Notice of Appeal Documents are available via Pacer. For docket entries without a hyperlink or for documents under seal, contact the court and we'll arrange for the document(s) to be made available to you. (VJ) (Docket No. )
NOTICE OF APPEAL as to [735] Order, by Richard Stadtmauer. Filing fee $ 605, receipt number ANYEDC-18110268. (Kritzer, Nathaniel) (Docket No. 736)
ORDER Approving Settlement Agreements: For the reasons outlined in the Order, the Receivers motions to approve the settlement agreements with the Black Elk Trustee and SanFilippo Parties are granted, and Mr. Stadtmauers objection to the latter settlement is overruled. The Court shall retain jurisdiction to hear and determine all matters arising from or related to the implementation of this Order. Ordered by Judge Brian M. Cogan on 7/23/2024. (JVC) (Docket No. 735)
STATUS REPORT / The Receiver's Twenty-Eighth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A-Schedule of Receipts and Disbursements, # (2) Exhibit B - Receivership Property List) (Weinick, Erik) (Docket No. 734)
NOTICE OF APPEAL as to [732] Order on Motion for Settlement,,, by Marisa Stadtmauer, Richard Stadtmauer. Filing fee $ 605, receipt number ANYEDC-18091616. (Kritzer, Nathaniel) (Docket No. 733)
ORDER Approving Settlement Agreement re: [727] Omnibus Motion (the "Motion") for approval of settlement agreements with (1) Daniel Small and Levine Lee, LLP (the "Small Parties") and (2) David Levy and Wilson Sonsini Goodrich & Rosati, P.C. (the "Levy Parties"), which resolve all litigation involving each of the Small and Levy Parties' respective claims. For the reasons outlined above, the Receiver's motion to approve the settlement agreements with the Small and Levy Parties is granted, and Mr. Stadtmauer's objection is overruled. The Court shall retain jurisdiction to hear and determine all matters arising from or related to the implementation of this Order. ( Ordered by Judge Brian M. Cogan on 7/18/2024 ) (RG) (Docket No. 732)
REPLY in Support re [727] Notice of Settlement,, Receiver's Reply Memorandum in Further Support of Omnibus Motion for Approval of Settlement Agreements with (I) Daniel Small and Levine Lee LLP; and (II) David Levy and Wilson Sonsini Goodrich & Rosati P.C. filed by Receiver. (Weinick, Erik) (Docket No. 731)
Letter to The Honorable Brian M. Cogan respectfully submitted in response to the latest submission of former Platinum investor Richard Stadtmauer (ECF 729) by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 730)
REPLY in Opposition re [727] Notice of Settlement,, in response to Dkt. 727 filed by Marisa Stadtmauer, Richard Stadtmauer. (Kritzer, Nathaniel) (Docket No. 729)
Letter to The Honorable Brian M. Cogan respectfully submitted in support of the Receiver's motion to approve the pending settlement agreements reached between the Receiver and claimants Wilson, David Levy, Dan Small, Ford OBrien and the Black Elk Trustee by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 728)
NOTICE of Settlement /Notice of Receiver's Omnibus Motion for Approval of Settlement Agreement with (I) Daniel Small and Levine Lee LLP; and (II) David Levey and Wilson Sonsini Goodrich & Rosati P.C. by Receiver (Attachments: # (1) Declaration of the Receiver in Support of Settlement Agreements, # (2) Exhibit A - Small Settlement Agreement, # (3) Exhibit B - Levy Wilson Settlement Agreement, # (4) Exhibit C - Proposed Order, # (5) Memorandum of Law in Support of Omnibus Motion) (Weinick, Erik) (Docket No. 727)
ORDER granting [726] Motion to Withdraw as Attorney. Attorney Jess A. Velona terminated. Ordered by Judge Brian M. Cogan on 5/30/2024. (PW) (Docket No. )
Notice of MOTION to Withdraw as Attorney Jess A. Velona by United States Securities and Exchange Commission. (Attachments: # (1) Proposed Order) (Velona, Jess) (Docket No. 726)
REPLY in Support re [705] Notice of Settlement, [709] Notice of Settlement, /Receiver's Reply Memorandum in Further Support of Motions for Approval of Settlement Agreements between Receiver and: (I) Joseph M. SanFilippo and Ford O'Brien Landy LLP; and (II) the Trustee of the Black Elk Energy Offshore Operations, LLC Litigation Trust filed by Receiver. (Weinick, Erik) (Docket No. 725)
RESPONSE to Motion re [597] Notice of MOTION to Compel /Receiver's Omnibus Motion to Confirm Receivers Determinations as to (1) Claims 282-301 Filed by David Levy, (2) Claims 313-322 Filed by Wilson Sonsini Goodrich & Rosati, P.C. (3) Claims 156,329 and 330 Filed by Ford -- Response to Stadtmauer's Objection filed by Joseph Sanfilippo. (Attachments: # (1) Exhibit A - Transcript of Oral Argument) (O'Brien, Kevin) (Docket No. 724)
Letter re response to Stadtmauer Ojbection by Joseph Sanfilippo (O'Brien, Kevin) (Docket No. 723)
Letter to Court dated May 14, 2024 re: Letter to The Honorable Brian M. Cogan respectfully responding to submission of claimant Richard Stadtmauer (ECF 718) and respectfully requesting argument on the issue of priority of payment [Dkt. No. 721] by Receiver (Weinick, Erik) (Docket No. 722)
Letter to The Honorable Brian M. Cogan respectfully responding to submission of claimant Richard Stadtmauer (ECF 718) and respectfully requesting argument on the issue of priority of payment by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 721)
NOTICE of Change of Address Once the filing has been made, you must login to www.pacer.gov and update your account. (Klugman, Scott) (Docket No. 720)
NOTICE of Change of Address Once the filing has been made, you must login to www.pacer.gov and update your account. (Levine, Seth) (Docket No. 719)
RESPONSE in Opposition re [597] Notice of MOTION to Compel /Receiver's Omnibus Motion to Confirm Receivers Determinations as to (1) Claims 282-301 Filed by David Levy, (2) Claims 313-322 Filed by Wilson Sonsini Goodrich & Rosati, P.C. (3) Claims 156,329 and 330 Filed by Ford --- Objection to Receiver's Motion to Approve Settlement dated May 3, 2024, filed by Marisa Stadtmauer, Richard Stadtmauer. (Attachments: # (1) Exhibit Settlement Agreement with PPCO, # (2) Exhibit B - Settlement Agreement and Mutual Release) (Kritzer, Nathaniel) (Docket No. 718)
Letter regarding proposed settlements by Daniel Small (Levine, Seth) (Docket No. 717)
ORDER granting [716] Motion for Extension of Time. Richard Stadtmauer's deadline to respond to settlement motions is extended to 5/3/2024; Receiver's reply in further support of the settlement motions is extended to 5/24/2024. The Court notes Joseph SanFilippo and Ford O'Brien Landy LLPs do not consent to this request. Ordered by Judge Brian M. Cogan on 4/29/2024. (PW) (Docket No. )
MOTION for Extension of Time to File Response/Reply to the Receivers motions to approve settlement with the Black Elk Trustee, Joseph M. Sanfilippo, and Ford OBrien Landy LLP, by Marisa Stadtmauer, Richard Stadtmauer. (Kritzer, Nathaniel) (Docket No. 716)
Letter to The Honorable Brian M. Cogan re proposed settlement agreements by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 715)
Letter to The Honorable Brian M. Cogan respectfully responding to April 24, 2024 letter from Otterbourg PC, counsel to the Receiver (ECF 713) by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 714)
Letter dated April 24, 2024 in partial response to the April 23, 2024 letter, Dkt. No. 712 by Receiver (Weinick, Erik) (Docket No. 713)
Letter to The Honorable Brian M. Cogan respectfully submitted relating to priority of payment by Wilson Sonsini Goodrich & Rosati, P.C. (Sommer, Michael) (Docket No. 712)
STATUS REPORT / The Receiver's Twenty-Seventh Status Report to the Court by Receiver (Attachments: # (1) Exhibit A - Cash Receipts and Disbursements - March 2024, # (2) Exhibit B - Receivership Property List) (Weinick, Erik) (Docket No. 711)
ORDER re: [710]. The Court adopts the proposed briefing schedule for the Receiver's [705][709] Settlement Motions : (1) a consolidated response to the Settlement Motions to be filed by April 26, 2024; and (2) replies in further support of the Settlement Motions to be filed by May 10, 2024. Ordered by Judge Brian M. Cogan on 4/12/2024. (PW) (Docket No. )
Letter to Court re Briefing Schedule for SanFilippo/Ford OBrien Settlement Motion and Black Elk Trustee Settlement Motion by Receiver (Weinick, Erik) (Docket No. 710)
NOTICE of Settlement /Notice of Receivers Motion for Entry of an Order Approving Settlement Agreement Between the Receiver and the Trustee of the Black Elk Energy Offshore Operations, LLC Litigation Trust by Receiver (Attachments: # (1) Declaration of Receiver in Support of Settlement Agreement, # (2) Exhibit A - Settlement Agreement, # (3) Exhibit B - Proposed Order, # (4) Memorandum in Support) (Weinick, Erik) (Docket No. 709)
ORDER granting [708] Motion to Withdraw as Attorney. Attorney Barry W. Rashkover terminated. Ordered by Judge Brian M. Cogan on 4/8/2024. (PW) (Docket No. )
MOTION to Withdraw as Attorney by Jeffrey Shulse. (Attachments: # (1) Declaration) (Rashkover, Barry) (Docket No. 708)
ORDER granting [704] Motion for Attorney Fees; Twenty-Sixth Interim Application of Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Goldin Associates, LLC. ( Ordered by Judge Brian M. Cogan on 4/3/2024 ) (RG) (Docket No. 707)
ORDER granting [703] Motion for Attorney Fees; Twenty-Sixth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Otterbourg P.C., Receiver. ( Ordered by Judge Brian M. Cogan on 4/3/2024 ) (RG) (Docket No. 706)
NOTICE of Settlement / Notice of Receiver's Motion for Entry of an Order Approving Settlement Agreement Between the Receiver, Joseph M. Sanfilippo and Ford O'Brien Landy LLP by Receiver (Attachments: # (1) Declaration of the Receiver in Support of Settlement Agreement, # (2) Exhibit A - SanFilippo Settlement, # (3) Proposed Order B - SanFilippo Ford - Settlement Agreement, # (4) Memorandum in Support) (Weinick, Erik) (Docket No. 705)
MOTION for Attorney Fees / Twenty-Sixth Interim Application of Goldin Associates, LLC. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Goldin Associates, LLC. (Attachments: # (1) Exhibit A., # (2) Exhibit B., # (3) Exhibit C., # (4) Exhibit D., # (5) Exhibit E., # (6) Exhibit F., # (7) Proposed Order) (Weinick, Erik) (Docket No. 704)
MOTION for Attorney Fees / Twenty-Sixth Joint Interim Application of the Receiver and Otterbourg P.C. for Allowance of Compensation and Reimbursement of Expenses Incurred During the Period October 1, 2023 Through and Including December 31, 2023 by Otterbourg P.C., Receiver. (Attachments: # (1) Exhibit A-SFAR, # (2) Exhibit B- Professional Fee Summary, # (3) Exhibit C- Project Code Summary, # (4) Exhibit D-Receiver Time Records, # (5) Exhibit E-Otterbourg Time Records, # (6) Exhibit F- Expense Summary, # (7) Exhibit G-Otterbourg Expense Records, # (8) Exhibit H- Certification, # (9) Proposed Order) (Weinick, Erik) (Docket No. 703)
Minute Entry and Order for Oral Argument on Receiver's Omnibus Motion [597]. Counsel for the Receiver and Claimants appeared via Zoom. The Court heard oral argument on the motion. Decision reserved. See transcript for details (Court Reporter: Charleane Heading). (PW) (Docket No. )
STATUS REPORT / The Receiver's March 12, 2024 Interim Status Report to the Court by Receiver (Weinick, Erik) (Docket No. 702)
ORDER re: [700] [701]. The Court's Scheduling Order stands as written. The Receiver is objecting to the claims and therefore shall proceed first before each claimant/attorney. As far as the topic of the arguments, the parties are free to address any topics they want that are raised by the current claims and objections. The parties should be aware, however, that the Court is not going to decide the priority issue in the abstract, that is, it is first going to decide, to the extent the Receiver disputes the validity of any claim at law, whether the claim is legally valid. Only if the Court decides the claim is legally valid will it then proceed to determine the equitable priority issue, and it is possible that determination will not occur until the Court hears objections to the Receiver's proposed plan of distribution when it is submitted. Ordered by Judge Brian M. Cogan on 3/12/2024. (PW) (Docket No. )
Letter dated March 11, 2024 in Response Dkt. No. 700. by Receiver (Weinick, Erik) (Docket No. 701)
Letter Regarding Oral Argument on the Receiver's Omnibus Motion by Daniel Small (Levine, Seth) (Docket No. 700)
SCHEDULING ORDER re: [699]. Oral Argument on the Omnibus Motion will be held on 3/13/2024 at 10:30 AM by video. A new ZoomGov link will be emailed to all counsel of record. Ordered by Judge Brian M. Cogan on 2/28/2024. (PW) (Docket No. )
Letter Regarding Oral Argument on Omnibus Motion by Daniel Small (Levine, Seth) (Docket No. 699)
ORDER granting [698]. The Court will reset oral argument on the Omnibus Motion to a date and time on which all interested parties are available. By 3/1/2024, the parties are ordered to submit four proposed dates and times between 3/4/2024 and 3/22/2024 for oral argument to be rescheduled. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW) (Docket No. )
Letter MOTION to Adjourn Conference on Receiver's Omnibus Motion by Daniel Small. (Levine, Seth) (Docket No. 698)
NOTICE of Change of Firm Affiliation from Smyser Kaplan & Veselka LLP to STEPTOE LLP Once the filing has been made, you must login to www.pacer.gov and update your account. (Potts, Jeffrey) (Docket No. 697)
RESCHEDULING ORDER. The oral argument on the Omnibus Motion is reset to 3:00 pm EST on 2/29/2024. The Court will hear argument on the Levy/Wilson claims for 20 minutes, on the Sanfilippo/O'Brien claims for 15 minutes, on the Small claims for 15 minutes, and on the Black Elk claims for 15 minutes. The Receiver and the respective claimants will be heard for equal amounts during each argument. Each party should designate one attorney to argue. The parties are to use the ZoomGov link previously provided by email. Ordered by Judge Brian M. Cogan on 2/27/2024. (PW) (Docket No. )
NOTICE of Hearing: The Oral Argument scheduled for 2/29/2024 at 10:30 am has been converted from an in-person hearing to a video hearing. A ZoomGov link will be emailed to counsel of record. (PW) (Docket No. )
NOTICE of Hearing: Oral Argument previously set for 5:00 pm on 2/29/2024 is reset to 10:30 AM in Courtroom 8D South. (PW) (Docket No. )
STATUS REPORT / The Receiver's Twenty-Sixth Status Report to the Court by Receiver (Attachments: # (1) Exhibit A- Schedule of Receipts and Disbursements - December 2023, # (2) Exhibit B - Receivership Property List) (Weinick, Erik) (Docket No. 696)
SCHEDULING ORDER: Oral Argument on the Omnibus Motion is scheduled for 2/29/2024 at 5:00 PM in Courtroom 8D South. Ordered by Judge Brian M. Cogan on 1/2/2024. (PW) (Docket No. )
Letter request that the Court set a date for oral argument on the Omnibus Motion by Joseph Sanfilippo (O'Brien, Kevin) (Docket No. 695)